Unclaimed
Augusto La torre is an investment advisor representative with J.p. Morgan Securities LLC. Augusto has been in the industry since October 19, 1995. Augusto has a Series 7, Series 6, Series 31, Series 63, Series 65, and SIE license. Augusto has worked for several other firms, including Chase Investment Services Corp., CCO Investment Services Corp., Charter One Securities, Inc., Banc of America Investment Services, Inc., Quick & Reilly, Inc., Morgan Stanley DW Inc., The Zanett Securities Corporation, A New York Corporation, Hudson Sloane & Co., L.L.C., Corporate Securities Group, Inc., Commonwealth Associates, and McLaughlin, Piven, Vogel Securities, Inc. Augusto has been registered in 16 states and is currently registered in New Jersey, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/29/2024 - Present
J.p. Morgan Securities LLC (NEWBURGH NY)
NY
11/02/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MIDDLETOWN NY)
NY
12/01/2005 - 11/02/2007
CCO INVESTMENT SERVICES CORP. (BLOOMINGBURG NY)
OH
04/26/2005 - 12/01/2005
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
MA
10/20/2004 - 04/20/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
11/24/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
07/11/2002 - 10/14/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/04/2000 - 07/16/2002
THE ZANETT SECURITIES CORPORATION, A NEW YORK CORPORATION (NEW YORK NY)
NY
11/15/1995 - 09/19/1997
HUDSON SLOANE & CO., L.L.C. (NEW YORK NY)
MO
04/20/1995 - 11/16/1995
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NY
08/19/1993 - 03/21/1995
COMMONWEALTH ASSOCIATES (NEW YORK NY)
NY
10/28/1992 - 02/22/1993
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
IA
Issued 08/26/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 08/18/1993
Series 7 - General Securities Representative Examination
BC
Issued 10/27/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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