Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Augusto? Claim Your ProfileAugusto D Pinto is a financial professional with over 12 years of experience in the industry. Pinto is currently a registered representative with HSBC Securities (USA) Inc. located in New York, NY. Pinto has previously held positions with firms such as Nomura Securities International, Inc., J.P. Morgan Securities LLC and Barclays Capital Inc. Pinto is a Series 7, Series 24 and Series 63 licensed professional. Pinto is registered in all 50 states as well as the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
10/02/2019 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
05/04/2016 - 05/07/2019
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
11/09/2012 - 05/09/2016
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
11/23/2006 - 08/24/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 12/04/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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