Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Augustino? Claim Your ProfileAugustino Suafoa is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Augustino has been in the securities industry since 2010. Augustino holds FINRA Series 66, 7, and SIE licenses. Augustino is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in California and Texas. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Augustino worked at Hightower Securities, LLC. Augustino specializes in providing investment advice to individuals, corporations, and institutions. Augustino's specializations include: retirement planning, college savings planning, estate planning, and insurance planning. Augustino also has experience in providing financial planning services to high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/07/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (INDIAN WELLS CA)
CA
04/29/2011 - 04/30/2014
HIGHTOWER SECURITIES, LLC (PALM DESERT CA)
CA
08/25/2010 - 05/03/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (INDIAN WELLS CA)
BOTH
Issued 09/15/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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