Unclaimed
Augustine Nnamdi Ezechi is a financial advisor with LPL Financial LLC, based in LINDENHURST, NY. Augustine is registered as a Registered Representative in New Jersey and New York. Augustine has been in the industry since February 28, 2006, and has experience with J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., PRINCOR FINANCIAL SERVICES CORPORATION, AMERIPRISE FINANCIAL SERVICES, INC., IDS LIFE INSURANCE COMPANY, and AMERICAN EXPRESS FINANCIAL ADVISORS INC. Augustine has been registered as a Registered Representative with LPL Financial LLC since July 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (LINDENHURST NY)
NY
10/01/2012 - 08/08/2017
J.P. MORGAN SECURITIES LLC (SOUTH LINDENHURST NY)
NY
11/16/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LONG ISLAND CITY NY)
NY
03/28/2006 - 05/14/2007
PRINCOR FINANCIAL SERVICES CORPORATION (ISLIP TERRACE NY)
MN
04/11/2005 - 11/01/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
04/11/2005 - 11/01/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
01/01/2005 - 01/07/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/01/2005 - 01/07/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 05/17/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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