Unclaimed
Augustine Leonidas Vaughan is a financial professional with over 6 years of experience in the industry. Augustine is currently registered with Guggenheim Securities, LLC and Goldman Sachs & Co. LLC. Augustine holds the Series 63, SIE, and Series 79 licenses and is registered in New York and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/03/2024 - Present
Guggenheim Securities, LLC (Houston TX)
TX
08/24/2017 - 06/16/2022
BARCLAYS CAPITAL INC. (HOUSTON TX)
BC
Issued 08/30/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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