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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Augustine? Claim Your ProfileAugustine John Smyth is a financial advisor with Morgan Stanley. Augustine has over 25 years of experience in the financial services industry. Augustine has been registered with the Securities and Exchange Commission (SEC) since 2006 and is licensed to provide financial advice in 48 states. Augustine is also registered with FINRA and is a member of the SEC's Investment Adviser Association. Augustine previously worked at Citigroup Global Markets Inc. Augustine provides a variety of financial services to individuals, families, and businesses. Augustine specializes in financial planning, investment management, and retirement planning. Augustine is also a member of the Morgan Stanley's Private Bank, National Association. Augustine provides a high level of personal attention to clients and is committed to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DC
02/20/2020 - Present
Morgan Stanley (Washington DC)
DC
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
MD
10/03/1997 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 10/17/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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