Unclaimed
Augustine Hong is a financial advisor with Hightower Advisors, LLC. Augustine has been in the financial services industry since 1989. Augustine is registered as an Investment Advisor Representative with the state of Florida. Augustine holds the Series 6, 7, 26, 63, and 65 licenses. Augustine specializes in providing financial planning, portfolio management, and pension consulting services. Augustine has experience working with individuals, families, corporations, charitable organizations, and insurance companies. Augustine is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
02/19/2025 - Present
Hightower Advisors, LLC (CHICAGO IL)
MN
12/04/1998 - 12/31/1999
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
MA
09/11/1997 - 12/04/1998
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
GA
07/29/1997 - 09/12/1997
FSC SECURITIES CORPORATION (ATLANTA GA)
FL
08/29/1995 - 07/29/1997
MARINER FINANCIAL SERVICES, INC. (LARGO FL)
AZ
08/29/1994 - 08/23/1995
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NJ
12/07/1993 - 09/01/1994
INVESTMENT ADVISORS & CONSULTANTS, INC. (WEST LONG BRANCH NJ)
MA
07/16/1991 - 12/20/1993
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
NJ
09/28/1989 - 03/22/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/28/1989 - 03/22/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 11/02/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/10/1997
Series 7 - General Securities Representative Examination
BC
Issued 09/27/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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