Unclaimed
Augustine Anthony Long is an investment professional with over 28 years of experience in the financial services industry. Augustine holds a Series 7, Series 24, Series 63, and Series 82TO, 79TO, and 99TO licenses. Augustine is currently registered with Invicta Capital LLC, a firm that focuses on [insert firm specific information, if available]. Previously Augustine worked at firms like CRITO CAPITAL LLC, WEILD & CO., STANWICH ADVISORS LLC, FORT WASHINGTON BROKERAGE SERVICES, INC., DEUTSCHE BANK SECURITIES INC., BT ALEX. BROWN INCORPORATED, SEI FINANCIAL SERVICES COMPANY, and PRESCOTT, BALL & TURBEN, INC. Augustine specializes in [insert specialization information, if available].
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
11/22/2023 - Present
Invicta Capital LLC (OAKMONT PA)
CT
07/17/2018 - 11/10/2023
CRITO CAPITAL LLC (Stamford CT)
CO
07/27/2022 - 11/30/2022
WEILD & CO. (BOULDER CO)
CT
09/23/2005 - 10/31/2017
STANWICH ADVISORS LLC (STAMFORD CT)
OH
08/17/2001 - 09/19/2005
FORT WASHINGTON BROKERAGE SERVICES, INC. (CINCINNATI OH)
NY
06/14/1999 - 10/05/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
04/28/1997 - 06/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
PA
05/14/1993 - 05/11/1995
SEI FINANCIAL SERVICES COMPANY (OAKS PA)
NA
08/20/1985 - 02/18/1988
PRESCOTT, BALL & TURBEN, INC.
BC
Issued 05/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/06/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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