Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you August? Claim Your ProfileAugust Richter is a financial professional with over 26 years of experience in the financial services industry. August is currently registered with Northwestern Mutual Investment Services, LLC and is located in Manitowoc, WI. August has a Series 6 and Series 63 license and holds a SIE designation. Prior to joining Northwestern Mutual Investment Services, LLC, August was employed by Robert W. Baird & Co. Incorporated and SunAmerica Securities, Inc. August specializes in providing financial advice to individuals and has worked with banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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WI
06/13/1996 - Present
Northwestern Mutual Investment Services, LLC (MANITOWOC WI)
WI
06/13/1996 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
AZ
02/07/1996 - 05/09/1996
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BC
Issued 02/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/06/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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