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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you August? Claim Your ProfileAugust Berman is a financial advisor with UBS Financial Services Inc., and is based in Nashville, Tennessee. August has been in the industry for 10 years and has a total of 10 approved registrations. August has also earned the Series 66, Series 10, Series 9, Series 99TO, SIE and Series 7 licenses. August is registered to provide investment advice in the state of California. In addition to his work as a financial advisor, August also provides personal training services. August is a well-rounded professional with experience in both the financial and fitness industries.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
09/06/2022 - Present
UBS Financial Services Inc. (NASHVILLE TN)
CA
08/15/2018 - 08/25/2021
UBS FINANCIAL SERVICES INC. (WALNUT CREEK CA)
CA
02/25/2016 - 07/31/2018
UBS FINANCIAL SERVICES INC. (WALNUT CREEK CA)
CA
02/23/2012 - 05/12/2015
UBS FINANCIAL SERVICES INC. (WALNUT CREEK CA)
BOTH
Issued 05/07/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/22/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/05/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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