Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Audrey? Claim Your ProfileAudrey Rieman is a financial advisor with LPL Financial LLC. Audrey has been in the financial services industry since 2001 and holds Series 6, 7, and 63 licenses. Audrey has prior experience at Amerprise Financial Services, LLC and Investment Professionals, Inc., and has been with LPL Financial LLC since 2020. Audrey is a registered representative with the state of New York and is an Investment Advisor Representative (IAR) in the state of New York. Audrey offers a variety of services to individuals, businesses, and institutions, including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (HEWLETT NY)
NY
09/11/2018 - 11/05/2020
AMERIPRISE FINANCIAL SERVICES, LLC (Hewlett NY)
NY
03/09/2016 - 09/11/2018
INVESTMENT PROFESSIONALS, INC. (Hewlett NY)
NY
10/01/2012 - 10/15/2015
J.P. MORGAN SECURITIES LLC (LAWRENCE NY)
NY
08/03/2001 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LAWRENCE NY)
BC
Issued 08/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/30/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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