Unclaimed
Audrey Rose Montemayor Lawis is a financial professional registered with Alliance-ONE Investments, LLC. Audrey has been in the financial services industry since January 26, 2022. Audrey has passed the Series 6TO and SIE exams and is currently registered with FINRA. Previously Audrey was associated with RIVERSOURCE DISTRIBUTORS, INC. in Minneapolis, Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
03/19/2024 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
MN
12/15/2021 - 02/04/2024
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
BC
Issued 12/15/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/03/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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