Invested Better
Unclaimed

Unclaimed

Unclaimed

Audrey rose Montemayor Lawis

Alliance-ONE Investments, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Audrey rose? Claim Your Profile

About Audrey rose Montemayor Lawis

Audrey Rose Montemayor Lawis is a financial professional registered with Alliance-ONE Investments, LLC. Audrey has been in the financial services industry since January 26, 2022. Audrey has passed the Series 6TO and SIE exams and is currently registered with FINRA. Previously Audrey was associated with RIVERSOURCE DISTRIBUTORS, INC. in Minneapolis, Minnesota.

Firm Information

Audrey rose Lawis is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Audrey rose Lawis’s Registration & Firm History

OK

03/19/2024 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

MN

12/15/2021 - 02/04/2024

RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)

Not sure if Audrey rose Montemayor Lawis is right for you?

Licenses & Designations

BC

Issued 12/15/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/03/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Audrey rose Montemayor Lawis.
Not sure if Audrey rose Montemayor Lawis is right for you?