Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Audrey? Claim Your ProfileAudrey Zhang is a financial professional registered with Guggenheim Securities, LLC. Audrey has a Series 7TO, Series 79TO and Series 63 license and is registered in 29 states. Audrey's registration with the Financial Industry Regulatory Authority (FINRA) is active, and Audrey has been in the financial industry since August 13, 2023. Audrey has been a registered representative of Guggenheim Securities, LLC since August 14, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/14/2023 - Present
Guggenheim Securities, LLC (NEW YORK NY)
BC
Issued 08/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2024
Series 7TO - General Securities Representative Examination
BC
Issued 08/14/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/04/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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