Unclaimed
Audrey Nicole Brown is a registered representative with Wells Fargo Securities, LLC and has been in the securities industry since September 2019. Audrey is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 79TO, and SIE licenses. Audrey has 53 state registrations and is licensed to sell securities in all 50 states, the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/03/2019 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 09/12/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/02/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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