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Audrey Nicole Brown

Wells Fargo Securities, LLC

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About Audrey Nicole Brown

Audrey Nicole Brown is a registered representative with Wells Fargo Securities, LLC and has been in the securities industry since September 2019. Audrey is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 79TO, and SIE licenses. Audrey has 53 state registrations and is licensed to sell securities in all 50 states, the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Firm Information

Audrey Brown is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Audrey Brown’s Registration & Firm History

NC

09/03/2019 - Present

Wells Fargo Securities, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 09/12/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/03/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 08/02/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Audrey Nicole Brown.
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