Unclaimed
Audrey Roth is a financial advisor with Nylife Securities LLC. Audrey holds a Series 6 and Series 63 license. Audrey has been in the industry since January 10, 2018. Audrey Roth is registered with the state of Massachusetts. Audrey is also registered with the state of Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
01/11/2018 - Present
Nylife Securities LLC (WALTHAM MA)
BC
Issued 02/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/11/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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