Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Audrey? Claim Your ProfileAudrey Lynn Pool is a financial advisor with over 20 years of experience in the industry. Audrey is registered with LPL Financial LLC and holds the Series 7, Series 63, and Series 65 licenses. Audrey is also registered in 23 states including Alabama, Arkansas, California, Colorado, Florida, Georgia, Illinois, Indiana, Kansas, Louisiana, Maryland, Mississippi, Missouri, Montana, Nevada, North Carolina, Oklahoma, South Carolina, Tennessee, Texas, and Wisconsin. Audrey previously worked with INVESTMENT CENTERS OF AMERICA, INC., SWBC INVESTMENT SERVICES, LLC, NFP SECURITIES, INC., T. J. RANEY & SONS, INC. - BD, and EDWARD JONES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
04/07/2021 - Present
LPL Financial LLC (Batesville AR)
AR
09/01/2015 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (Batesville AR)
AR
08/27/2009 - 09/01/2015
SWBC INVESTMENT SERVICES, LLC (BATESVILLE AR)
AR
10/04/2004 - 08/27/2009
NFP SECURITIES, INC. (BATESVILLE AR)
AR
04/28/2003 - 12/31/2004
T. J. RANEY & SONS, INC. - BD (LITTLE ROCK AR)
MO
06/19/2001 - 05/01/2003
EDWARD JONES (ST. LOUIS MO)
IA
Issued 12/09/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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