Unclaimed
Audrey Chin is a financial professional with experience in the financial services industry. Audrey has been registered with the Securities and Exchange Commission since 2016 and currently holds a Series 6 and a SIE license. Audrey is currently affiliated with Alliance-ONE Investments, LLC, and is located in Tulsa, OK.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OK
05/04/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
NA
10/12/2016 - 02/03/2023
DIRECTED SERVICES LLC (CEBU CITY )
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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