Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Audrey? Claim Your ProfileAudrey Alford is a financial professional with over 20 years of experience in the industry. Audrey is currently registered with Transamerica Capital, Inc. and has previously held positions with The Leaders Group, Inc., IFP Securities, LLC, LPL Financial LLC and Signator Investors, Inc. Audrey holds Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IA
08/08/2022 - Present
Transamerica Capital, Inc. (CEDAR RAPIDS IA)
CO
05/05/2021 - 08/11/2022
THE LEADERS GROUP, INC. (LITTLETON CO)
FL
05/22/2019 - 03/05/2021
IFP SECURITIES, LLC (TAMPA FL)
CO
09/27/2017 - 05/02/2019
THE LEADERS GROUP, INC. (LITTLETON CO)
FL
08/22/2012 - 10/11/2017
LPL FINANCIAL LLC (TAMPA FL)
FL
04/28/2005 - 08/06/2012
THE LEADERS GROUP, INC. (JACKSONVILLE FL)
MA
08/11/2003 - 04/14/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
BC
Issued 12/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/08/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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