Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Audrey? Claim Your ProfileAudrey Soza is a registered Investment Advisor Representative with Custos Family Office LLC. Audrey is licensed in Texas. Audrey has been in the securities industry for over 9 years. Prior to joining Custos Family Office LLC, Audrey worked at Wells Fargo Securities, LLC and J.P. Morgan Securities LLC. Audrey is a Series 7, 63, 66, and 99TO licensed professional. Audrey specializes in providing financial planning, portfolio management, and consulting services to individuals, high-net-worth individuals, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
02/10/2023 - Present
Custos Family Office LLC (AUSTIN TX)
NC
08/29/2016 - 09/30/2022
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
TX
09/16/2014 - 04/19/2016
WELLS FARGO SECURITIES, LLC (HOUSTON TX)
TX
05/14/2013 - 08/12/2014
J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)
BOTH
Issued 02/10/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2013
Series 7 - General Securities Representative Examination
Active
Inactive
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