Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Audrey? Claim Your ProfileAudrey Fu-yin Hong is a financial advisor with over 20 years of experience in the industry. Audrey is currently registered with LPL Financial LLC and has been with the firm since March 2007. Audrey has held previous positions with CITICORP INVESTMENT SERVICES and AMERICAN EXPRESS FINANCIAL ADVISORS INC.. Audrey holds Series 66, SIE, and Series 7 licenses. Audrey is registered to offer securities and investment advisory services in Alabama, Arizona, California, Florida, Georgia, Maine, Nevada, New Jersey, New Mexico, Oregon, Texas, Utah, Washington, and Wyoming. Audrey specializes in financial planning, portfolio management for individuals and businesses, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/02/2007 - Present
LPL Financial LLC (FOUNTAIN VALLEY CA)
CA
05/05/2003 - 03/09/2007
CITICORP INVESTMENT SERVICES (FOUNTAIN VALLEY CA)
MN
09/25/2000 - 05/09/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/25/2000 - 05/09/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/09/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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