Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Audrey? Claim Your ProfileAudrey Elizabeth Heffron is a financial advisor with over 25 years of experience in the industry. Audrey is currently registered with Wells Fargo Clearing Services, LLC, and is licensed in multiple states. Audrey has a comprehensive understanding of the financial markets, and is dedicated to providing her clients with personalized financial advice and guidance. Previously, Audrey held positions at Wells Fargo Investments, LLC, Wells Fargo Securities Inc., UBOC Investment Services, Inc., KEY INVESTMENTS INC., and Waddell & Reed, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (PORTLAND OR)
OR
04/09/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PORTLAND OR)
CA
04/17/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
CA
09/01/1997 - 05/01/2000
UBOC INVESTMENT SERVICES, INC. (GLENDALE CA)
OH
05/17/1996 - 08/07/1997
KEY INVESTMENTS INC. (CLEVELAND OH)
KS
05/31/1994 - 02/06/1995
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 07/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/1996
Series 7 - General Securities Representative Examination
BC
Issued 05/27/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Audrey Heffron is the right advisor for you? Invested Better is here to help.
