Unclaimed
Audrey Pred is a financial advisor currently registered with Northwestern Mutual Investment Services, LLC in Golden Valley, Minnesota. Audrey has been in the financial industry since 2021 and has experience with JPMorgan Securities LLC and Equitable Advisors, LLC. Audrey has a Series 66, Series 7TO, and SIE licenses. Audrey provides investment research and referrals to other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MN
07/25/2023 - Present
Northwestern Mutual Investment Services, LLC (Golden Valley MN)
TX
05/10/2022 - 05/01/2023
J.P. MORGAN SECURITIES LLC (Plano TX)
MN
11/25/2020 - 04/20/2022
EQUITABLE ADVISORS, LLC (MINNEAPOLIS MN)
BOTH
Issued 10/30/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/18/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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