Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Audrey? Claim Your ProfileAudrey Elaine Kaplowitz is a financial professional with over 30 years of experience in the industry. Audrey is currently registered with KCD Financial, Inc. in Green Bay, WI. Audrey has a wide range of experience working with clients in various roles at several firms including Coastal Equities, Inc., JCC Capital Markets, LLC, Moloney Securities Co., Inc., MVP American Securities, Independent Financial Group, LLC, Atel Securities Corporation, MetLife Investors Distribution Company, Great American Advisors, Inc., Jefferson Pilot Securities Corporation, Krupp Securities Corporation, and E. F. Hutton & Company Inc. Audrey provides financial planning, selection of other advisors, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
A portion of fees paid to 3rd party advisors
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2
WI
01/20/2023 - Present
KCD Financial, Inc. (GREEN BAY WI)
WA
10/04/2022 - 10/26/2022
COASTAL EQUITIES, INC. (SILVERDALE WA)
WI
02/17/2021 - 01/18/2022
KCD FINANCIAL, INC. (GREEN BAY WI)
CA
01/03/2019 - 03/03/2021
JCC CAPITAL MARKETS, LLC (LAGUNA NIGUEL CA)
MO
03/13/2018 - 12/31/2018
MOLONEY SECURITIES CO., INC. (MANCHESTER MO)
NV
12/22/2016 - 02/01/2018
MVP AMERICAN SECURITIES (LAS VEGAS NV)
CA
08/25/2014 - 12/21/2016
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
CA
07/09/2013 - 08/01/2014
ATEL SECURITIES CORPORATION (SAN FRANCISCO CA)
NY
06/28/2005 - 11/08/2012
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
OH
02/01/2005 - 06/29/2005
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
OH
07/09/2004 - 12/17/2004
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
IN
01/01/1995 - 08/14/2002
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
MA
06/03/1988 - 12/31/1992
KRUPP SECURITIES CORPORATION (BOSTON MA)
NA
05/20/1986 - 03/26/1987
E. F. HUTTON & COMPANY INC
BC
Issued 10/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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