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Audrey Anaya

Capital Client Group, Inc.

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About Audrey Anaya

Audrey Anaya is a registered representative with Capital Client Group, Inc. Audrey has been in the securities industry since 2024. Audrey has Series 7TO and SIE registrations. Audrey has a Series 66 registration and is registered with the state of Texas.

Firm Information

Audrey Anaya is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Audrey Anaya’s Registration & Firm History

TX

07/25/2024 - Present

Capital Client Group, Inc. (SAN ANTONIO TX)

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Licenses & Designations

BOTH

Issued 07/25/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/28/2024

Series 7TO - General Securities Representative Examination

BC

Issued 05/10/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Audrey Anaya.
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