Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Audra? Claim Your ProfileAudra Almeida has been in the financial services industry since 2001. She is currently registered as a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Audra is also registered in North Carolina as an investment advisor representative. Audra worked previously with Wells Fargo Advisors, LLC and A. G. Edwards & Sons, Inc.. Audra has passed the Series 7, Series 9, Series 10, Series 24, Series 63, and Series 66 exams. Audra specializes in working with individuals, corporations, charitable organizations, insurance companies, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
03/08/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
01/01/2008 - 07/29/2010
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
10/26/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CHARLOTTE NC)
BOTH
Issued 04/14/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2008
Series 24 - General Securities Principal Examination
BC
Issued 09/27/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/27/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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