Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Audra? Claim Your ProfileAudra Signer is a financial advisor with over 20 years of experience in the financial services industry. Audra is currently registered with LPL Financial LLC in Roslyn, New York, and is licensed to conduct business in New York. Previously, Audra was registered with J.P. Morgan Securities LLC, UBS Financial Services Inc., Wells Fargo Advisors, LLC, OppenheimerFunds Distributor, Inc., Ardour Capital Investments, LLC, Bear, Stearns & Co. Inc., and David Lerner Associates, Inc. Audra holds Series 6, 7, 63, and SIE licenses and provides investment advice and financial planning services to a wide range of clients, including individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
06/06/2024 - Present
LPL Financial LLC (ROSLYN NY)
NY
12/07/2022 - 09/20/2023
J.P. MORGAN SECURITIES LLC (PORT WASHINGTON NY)
NJ
02/01/2011 - 05/12/2011
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
FL
09/19/2008 - 06/07/2010
WELLS FARGO ADVISORS, LLC (MIAMI FL)
NY
04/19/2006 - 05/21/2008
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
08/24/2004 - 06/01/2005
ARDOUR CAPITAL INVESTMENTS, LLC (LONG BEACH NY)
NY
12/10/2002 - 02/21/2003
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
02/13/2001 - 02/11/2002
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
BC
Issued 12/28/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/16/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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