Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Audley? Claim Your ProfileAudley Hanscom is a financial professional with over 20 years of experience in the industry. Audley currently works at National Financial Services LLC, having joined the firm in November 2013. Audley previously worked at Fidelity Brokerage Services LLC from February 1999 to November 2013. Audley is a registered representative and holds several securities licenses, including Series 7, Series 9, Series 10, Series 55 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MA
11/26/2013 - Present
National Financial Services LLC (BOSTON MA)
NH
02/19/1999 - 11/08/2013
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
BC
Issued 03/03/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/04/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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