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Audley M MacKel

Morgan Stanley & Co. LLC

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About Audley M MacKel

Audley MacKel is a registered representative with Morgan Stanley & Co. LLC. Audley has been in the industry for over two years. Audley holds Series 7, Series 31, Series 63, and Series 79TO licenses and has previously worked at COMMONFUND SECURITIES, INC.

Firm Information

Audley MacKel is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Audley MacKel’s Registration & Firm History

CA

08/13/2022 - Present

Morgan Stanley & Co. LLC (Los Angeles CA)

NY

12/21/2017 - 06/26/2020

COMMONFUND SECURITIES, INC. (New York NY)

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Licenses & Designations

BC

Issued 12/30/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/2018

Series 31 - Futures Managed Funds Examination

BC

Issued 12/20/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Audley M MacKel. Review regulatory record here.
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