Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Audey? Claim Your ProfileAudey Ashkar is a financial professional with over a year of experience in the industry. Audey is currently registered with Wells Fargo Securities, LLC and has previously held positions at UBS Securities LLC and RBC Capital Markets, LLC. Audey has a strong foundation in the financial services industry, having passed the Series 63, Series 86, Series 87, Series 7, and SIE exams. Audey is also licensed to represent investment companies and variable contracts, direct participation programs, and has Series 82 and Series 99 licenses. Audey is registered in all states and territories of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
03/20/2023 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
08/25/2022 - 03/21/2023
UBS SECURITIES LLC (NEW YORK NY)
NY
02/14/2022 - 08/16/2022
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 01/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 03/20/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 03/20/2023
Series 99TO - Operations Professional Examination
BC
Issued 03/20/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/25/2022
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/28/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/25/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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