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Aubrey Jean Socha

Schwab Wealth Advisory, Inc.

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About Aubrey Jean Socha

Aubrey Socha is a financial professional with over 9 years of experience in the financial services industry. Aubrey is a Certified Financial Planner™ professional and currently registered with Schwab Wealth Advisory, Inc. in Texas. Previously, Aubrey worked as a financial advisor with Quasar Distributors, LLC and Fidelity Brokerage Services LLC. Aubrey has Series 7, 9, 10, 63, and 66 securities licenses.

Firm Information

Aubrey Socha is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Aubrey Socha’s Registration & Firm History

TX

07/30/2024 - Present

Schwab Wealth Advisory, Inc. (Westlake TX)

TX

01/06/2020 - 10/31/2022

QUASAR DISTRIBUTORS, LLC (Frisco TX)

CO

01/13/2017 - 10/14/2019

FIDELITY BROKERAGE SERVICES LLC (BROOMFIELD CO)

CO

03/03/2014 - 11/11/2016

FIDELITY BROKERAGE SERVICES LLC (COLORADO SPRINGS CO)

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Licenses & Designations

BOTH

Issued 03/31/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/21/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/21/2016

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/14/2015

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Aubrey Jean Socha.
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