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Aubrey Danielle Oesterle

RM Securities, LLC

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About Aubrey Danielle Oesterle

Aubrey Danielle Oesterle is a financial professional with a background in the securities industry. Aubrey holds the Series 7TO, Series 99TO, and Series 24 licenses. Aubrey is registered with RM Securities, LLC, a firm that is not currently registered with the Securities and Exchange Commission (SEC).

Firm Information

Aubrey Oesterle is currently registered with RM Securities, LLC. RM Securities, LLC is a Limited Liability Company formed on September 6, 2022. It is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Aubrey Oesterle’s Registration & Firm History

NY

12/18/2023 - Present

RM Securities, LLC (Rochester NY)

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Licenses & Designations

BC

Issued 08/21/2024

Series 24 - General Securities Principal Examination

BC

Issued 12/18/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/03/2023

Series 7TO - General Securities Representative Examination

BC

Issued 05/09/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Aubrey Danielle Oesterle.
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