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Atul Bhargav

Mufg Securities Americas Inc.

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About Atul Bhargav

Atul Bhargav is a registered representative with Mufg Securities Americas Inc. in New York, NY. Atul has 15 years of experience in the industry. Atul holds the following licenses: Series 7, Series 79TO, Series 63 and SIE.

Firm Information

Atul Bhargav is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Atul Bhargav’s Registration & Firm History

NY

05/27/2021 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

10/17/2006 - 11/09/2007

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/19/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/28/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/27/2021

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/16/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Atul Bhargav.
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