Unclaimed
Atul Bhargav is a registered representative with Mufg Securities Americas Inc. in New York, NY. Atul has 15 years of experience in the industry. Atul holds the following licenses: Series 7, Series 79TO, Series 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/27/2021 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
10/17/2006 - 11/09/2007
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 05/19/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/27/2021
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/16/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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