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Ato C Sharples

Equitable Distributors, LLC

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About Ato C Sharples

Ato Sharples is a financial advisor registered with Equitable Distributors, LLC. Ato is licensed to sell securities in 17 states. Ato holds the Series 6 and Series 63 licenses, as well as the SIE exam. Prior to joining Equitable Distributors, LLC, Ato was registered with EQUITABLE ADVISORS, LLC from 2008 to 2022.

Firm Information

Ato Sharples is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ato Sharples’s Registration & Firm History

NC

08/03/2022 - Present

Equitable Distributors, LLC (Charlotte NC)

NJ

09/01/2008 - 08/05/2022

EQUITABLE ADVISORS, LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/19/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ato C Sharples.
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