Unclaimed
Ato Sharples is a financial advisor registered with Equitable Distributors, LLC. Ato is licensed to sell securities in 17 states. Ato holds the Series 6 and Series 63 licenses, as well as the SIE exam. Prior to joining Equitable Distributors, LLC, Ato was registered with EQUITABLE ADVISORS, LLC from 2008 to 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/03/2022 - Present
Equitable Distributors, LLC (Charlotte NC)
NJ
09/01/2008 - 08/05/2022
EQUITABLE ADVISORS, LLC (JERSEY CITY NJ)
BC
Issued 01/19/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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