Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Athol? Claim Your ProfileAthol Bias is an Investment Advisor Representative and has been active in the financial services industry since May 1997. Athol holds Series 7 and 63 licenses and also a Series 65 Investment Advisor Representative qualification. Athol currently works with B. Riley Wealth Advisors, Inc. and has worked in the financial services industry for over 25 years. Athol has experience with individuals, corporations and business development companies as well as charitable organizations and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
08/19/2022 - Present
B. Riley Wealth Advisors, Inc. (Castalia OH)
OH
01/03/2005 - 03/01/2007
CAPITAL SECURITIES OF AMERICA, INC. (SANDUSKY OH)
NY
05/09/1997 - 01/06/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 06/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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