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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Athanasios? Claim Your ProfileAthanasios Liapis is an active Broker/Dealer and Investment Advisor Representative. Athanasios is registered to provide securities and advisory services in 44 states and the District of Columbia. Athanasios's current firm is Merrill Lynch, Pierce, Fenner & Smith Inc. Athanasios has been in the financial services industry since January 14, 2012. Prior to working at Merrill Lynch, Pierce, Fenner & Smith Inc., Athanasios worked at Commonwealth Financial Network. Athanasios has a diverse set of certifications including Series 7, Series 63 and Series 66. Athanasios is a specialist in retirement planning, insurance, investments, estate planning and annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/28/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ALBANY NY)
NY
08/19/2013 - 06/05/2015
COMMONWEALTH FINANCIAL NETWORK (ALBANY NY)
MA
01/23/2002 - 05/07/2003
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
OH
08/24/2000 - 01/31/2001
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BOTH
Issued 01/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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