Unclaimed
Athanacios Arapidis is a financial advisor with Cambridge Investment Research Advisors, Inc., and has over 24 years of experience in the financial services industry. Athanacios has a broad range of experience, including providing financial advice to individuals, businesses, and charitable organizations. Athanacios holds multiple licenses and registrations, including a Series 65, Series 63, and Series 24. Athanacios is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
01/08/2021 - Present
Cambridge Investment Research Advisors, Inc. (New York NY)
NY
10/03/2016 - 03/05/2018
CETERA ADVISORS LLC (NEW YORK NY)
NY
07/21/2008 - 10/03/2016
INVESTORS CAPITAL CORP. (NEW YORK NY)
NY
05/22/2006 - 07/18/2008
PRESTIGE FINANCIAL CENTER, INC. (NEW YORK NY)
NY
07/13/2005 - 05/30/2006
SLOAN SECURITIES CORP. (NEW YORK NY)
AL
06/23/2004 - 07/06/2005
AURA FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
NJ
10/29/2002 - 06/24/2004
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
04/08/1999 - 10/29/2002
GLENN MICHAEL FINANCIAL, INC. (MELVILLE NY)
NY
11/19/1998 - 04/07/1999
CARNEGIE INVESTOR SERVICES INC. (NEW YORK NY)
NY
04/22/1998 - 09/21/1998
THE J.B. SUTTON GROUP, LLC (MELVILLE NY)
IA
Issued 07/13/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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