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Atanu Bose

Charles Schwab & CO., Inc.

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About Atanu Bose

Atanu Bose is a registered investment advisor with Charles Schwab & CO., Inc. Atanu has been in the financial services industry for over 10 years. Atanu holds the Series 66, 7TO and SIE licenses. Atanu is registered in 51 states as an investment advisor representative and in Nebraska as a broker dealer. Atanu has previously worked with Wells Fargo Clearing Services, LLC and AXA Advisors, LLC.

Firm Information

Atanu Bose is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Atanu Bose’s Registration & Firm History

NE

05/09/2024 - Present

Charles Schwab & CO., Inc. (Omaha NE)

UT

05/02/2022 - 09/13/2023

WELLS FARGO CLEARING SERVICES, LLC (WEST JORDAN UT)

UT

02/26/2020 - 06/18/2020

WELLS FARGO CLEARING SERVICES, LLC (WEST VALLEY CITY UT)

UT

04/24/2019 - 10/16/2019

AXA ADVISORS, LLC (SALT LAKE CITY UT)

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Licenses & Designations

BOTH

Issued 07/25/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/24/2019

Series 7TO - General Securities Representative Examination

BC

Issued 01/17/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Atanu Bose.
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