Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Astrid? Claim Your ProfileAstrid Tapia is a registered representative with Roosevelt & Cross, Inc. Astrid has been in the financial industry for 10+ years, and holds Series 63, Series 52TO, Series 99TO, and SIE licenses. Astrid's current employment began on December 11, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/11/2023 - Present
Roosevelt & Cross, Inc. (NEW YORK NY)
BC
Issued 06/26/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 12/11/2023
Series 99TO - Operations Professional Examination
BC
Issued 02/21/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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