Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Astrid? Claim Your ProfileAstrid Rodriguez-carranza is a financial advisor with over 25 years of experience. Astrid is a Registered Representative and Investment Advisor Representative at Raymond James & Associates, Inc., and has held previous positions at Wells Fargo Clearing Services, LLC and Prudential Securities Incorporated. Astrid holds a variety of licenses and certifications, including Series 7, 9, 10, 31, 63, and 65, as well as the SIE. Astrid works with individuals, high-net-worth individuals, businesses, corporations, charitable organizations, insurance companies, banking or thrift institutions, and pension and profit-sharing plans. Astrid provides a range of advisory services, including financial planning, pension consulting, educational seminars, and portfolio management. Astrid is also a business owner and manages real estate properties.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
12/14/2023 - Present
Raymond James & Associates, Inc. (Coral Gables FL)
FL
07/01/2003 - 11/04/2021
WELLS FARGO CLEARING SERVICES, LLC (MIAMI FL)
NY
04/01/1997 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/05/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/06/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 03/31/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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