Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Aston? Claim Your ProfileAston Addison Douglas is a financial advisor with Avantax Advisory Services. Aston is registered with the state of Florida and Georgia. Aston has been in the financial services industry for over 20 years. Aston has a Series 7 and Series 66 license and has also passed the SIE exam. Aston has worked with clients in various areas, including retirement planning, investment management, and insurance. Aston is also involved in the community through the Maxine Drake Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
FL
07/19/2017 - Present
Avantax Advisory Services (Westlake FL)
FL
11/06/2006 - 07/12/2017
VOYA FINANCIAL ADVISORS, INC. (PALM BEACH GARDENS FL)
FL
09/04/2003 - 11/08/2006
USALLIANZ SECURITIES, INC. (COCONUT CREEK FL)
CA
03/06/2002 - 09/05/2003
LEGACY FINANCIAL SERVICES, INC. (PETALUMA CA)
GA
07/19/2001 - 03/13/2002
WMA SECURITIES, INC. (DULUTH GA)
MN
06/06/1997 - 07/20/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/06/1997 - 07/20/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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