Unclaimed
Assaf Shalev is a financial professional with over 15 years of experience in the securities industry. Assaf has been registered with FINRA since 2002. Assaf is currently registered with Avatar Securities, LLC. Assaf has held previous positions at Quasar Trading, LLC, Lightspeed Professional Trading LLC, Evolution Financial Technologies, LLC and Sonic Technologies LLC. Assaf holds several licenses, including Series 7, 24, 55, 57TO and 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/06/2017 - Present
Avatar Securities, LLC (NEW YORK NY)
PR
09/09/2014 - 09/29/2017
QUASAR TRADING, LLC (SAN JUAN PR)
PR
05/06/2011 - 08/08/2014
QUASAR TRADING, LLC (SAN JUAN PR)
NY
05/25/2007 - 12/31/2007
LIGHTSPEED PROFESSIONAL TRADING LLC (NEW YORK NY)
NY
09/26/2005 - 09/19/2006
EVOLUTION FINANCIAL TECHNOLOGIES, LLC (NEW YORK NY)
NJ
07/09/2002 - 09/29/2003
SONIC TECHNOLOGIES LLC (ISELIN NJ)
BC
Issued 06/16/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
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