Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Asmita? Claim Your ProfileAsmita Piya is a financial professional who has been working in the industry since March 2022. Asmita is registered with Fidelity Brokerage Services LLC and holds the Series 7TO, Series 63, Series 9, Series 10, and SIE licenses. Asmita is registered to provide financial advice and sell securities in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
03/03/2022 - Present
Fidelity Brokerage Services LLC (HOLLY SPRINGS NC)
BC
Issued 03/16/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/29/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/22/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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