Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Asif? Claim Your ProfileAsif Bhally is a registered representative with Raymond James & Associates, Inc. located in Washington, DC. Asif has been in the industry since 2003. Asif has a combined total of 28 years experience in the financial industry. Asif holds Series 66, SIE, Series 87, Series 86 and Series 7 licenses. Asif is registered in California, Colorado, Delaware, District of Columbia, Florida, Louisiana, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nevada, New Jersey, New Mexico, New York, North Carolina, Oklahoma, Pennsylvania, Rhode Island, South Carolina, Texas, Virginia, and Washington. Asif specializes in providing investment advice to individuals and businesses. Prior to Raymond James & Associates, Inc., Asif was a registered representative with RBC CAPITAL MARKETS, LLC and Ferris, Baker Watts, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
06/21/2024 - Present
Raymond James & Associates, Inc. (WASHINGTON DC)
DC
03/13/2009 - 10/11/2023
RBC CAPITAL MARKETS, LLC (WASHINGTON DC)
DC
03/17/2003 - 03/13/2009
FERRIS, BAKER WATTS, LLC (WASHINGTON DC)
BOTH
Issued 08/30/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/14/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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