Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Asia? Claim Your ProfileAsia Tran Phan is a registered investment advisor representative with Raymond James Financial Services Advisors, Inc. based in NEWPORT BEACH, California. Asia has been in the industry since 2016 and holds Series 63, Series 65, Series 7 and SIE licenses. Asia specializes in providing financial planning and investment advice for individuals, businesses, and pension plans. In addition to her work with Raymond James, Asia is also a part-time employee of "Time" in Costa Mesa, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
03/27/2018 - Present
Raymond James Financial Services Advisors, Inc. (NEWPORT BEACH CA)
IA
Issued 03/23/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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