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Asia Pimentel

Nylife Securities LLC

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About Asia Pimentel

Asia Pimentel is a financial professional registered with Nylife Securities LLC, holding the Series 63, Series 6TO, and SIE licenses. Asia Pimentel has been in the industry since March 15, 2021 and is currently active in New York.

Firm Information

Asia Pimentel is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Asia Pimentel’s Registration & Firm History

NY

03/16/2021 - Present

Nylife Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/17/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/16/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/29/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Asia Pimentel. Review regulatory record here.
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