Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashwini? Claim Your ProfileAshwini Ahluwalia is a financial advisor and registered representative with Prosperity Capital Advisors, an independent registered investment advisor. Ashwini has over 30 years of experience in the financial services industry. Ashwini is a Certified Financial Planner™ professional and holds the Series 6, 7, 24, 63, and 65 licenses. Ashwini provides a range of financial services to individuals, families, and businesses. These services include financial planning, investment management, retirement planning, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
11/08/2023 - Present
Prosperity Capital Advisors (Red Bank NJ)
NJ
04/19/2012 - 04/25/2014
METLIFE SECURITIES INC. (ROSELAND NJ)
NJ
03/21/2014 - 03/24/2014
M HOLDINGS SECURITIES, INC. (CRANFORD NJ)
NJ
01/26/2010 - 04/20/2012
HORNOR, TOWNSEND & KENT, INC. (EDISON NJ)
NY
12/17/2008 - 01/28/2010
AMERITAS INVESTMENT CORP. (NEW YORK NY)
NJ
02/11/2002 - 10/20/2008
METLIFE SECURITIES INC. (CRANFORD NJ)
NJ
02/11/2002 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (CRANFORD NJ)
DE
10/08/1997 - 01/16/2002
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
MA
02/07/1995 - 10/14/1997
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
09/25/1991 - 01/03/1995
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/25/1991 - 01/03/1995
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NA
04/12/1988 - 11/27/1989
SRE INVESTOR SERVICES, INC.
IA
Issued 11/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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