Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashwin? Claim Your ProfileAshwin Mathukumar is a financial professional currently registered with Mizuho Securities USA LLC. Ashwin has a background in the financial services industry, having previously worked at Citigroup Global Markets Inc. Ashwin holds the Series 63, 52TO, 79TO, and SIE licenses. Ashwin is registered to provide securities related services in all 50 states, as well as Puerto Rico.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/26/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
IL
08/28/2023 - 03/08/2024
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
BC
Issued 09/02/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/08/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 08/28/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/29/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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