Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ashwin? Claim Your ProfileAshwin Kakani is a financial advisor with Keefe, Bruyette & Woods, Inc. located in San Francisco, California. Ashwin has been in the financial services industry since November 9, 2011. Ashwin is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, SIE, and Series 79TO licenses. Ashwin has been registered with Keefe, Bruyette & Woods, Inc. since March 5, 2015. Prior to joining Keefe, Bruyette & Woods, Inc., Ashwin was employed by LPL FINANCIAL LLC and GLEACHER & COMPANY SECURITIES, INC.. Ashwin is also registered with the securities regulators of 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
03/05/2015 - Present
Keefe, Bruyette & Woods, Inc. (SAN FRANCISCO CA)
WA
01/15/2014 - 03/10/2015
LPL FINANCIAL LLC (SEATTLE WA)
AL
03/18/2011 - 07/05/2012
GLEACHER & COMPANY SECURITIES, INC. (MONTGOMERY AL)
AL
04/29/2010 - 03/16/2011
SUNRISE SECURITIES CORP. (MONTGOMERY AL)
BC
Issued 07/01/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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