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Ashutosh Verma

Cetera Advisors LLC

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About Ashutosh Verma

Ashutosh Verma is a financial professional licensed to provide investment advice and services in the state of California. Ashutosh holds a Series 7TO, Series 24 and SIE licenses. Ashutosh is currently employed by Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, and Cetera Investment Services LLC.

Firm Information

Ashutosh Verma is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Ashutosh Verma’s Registration & Firm History

CA

02/13/2023 - Present

Cetera Advisors LLC (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 02/06/2024

Series 24 - General Securities Principal Examination

BC

Issued 02/13/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/21/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Ashutosh Verma.
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