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Ashu Chopra

Syon Capital LLC

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About Ashu Chopra

Ashu Chopra is an Investment Advisor Representative at Syon Capital LLC, based in San Francisco, CA. Ashu has been in the financial services industry since 2000. Ashu has a strong background in both the brokerage and investment advisory fields. Before joining Syon Capital LLC, Ashu was a Financial Advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bank of America, N.A. Ashu specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Ashu holds the Series 3, 7, and 66 securities licenses.

Firm Information

Ashu Chopra is currently registered with Syon Capital LLC. Syon Capital LLC is a Registered Investment Advisor located in San Francisco, CA. The firm offers portfolio management for individuals, businesses, and pooled investment vehicles. Syon Capital has approximately $2.53 billion in regulatory assets under management. They primarily serve high-net-worth individuals with 56 clients. They are also registered with the SEC. You can learn more at their website: https://www.syoncap.com.
Syon Capital LLC

555 MONTGOMERY ST.

SAN FRANCISCO, CA 94111

$2.53B

Assets Under Management

417

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Ashu Chopra’s Registration & Firm History

CA

09/16/2022 - Present

Syon Capital LLC (SAN FRANCISCO CA)

CA

04/27/2004 - 09/20/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)

NY

10/19/2000 - 04/27/2004

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/08/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/18/2000

Series 7 - General Securities Representative Examination

BC

Issued 09/26/2000

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Ashu Chopra.
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